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Join CMA for a virtual roundtable discussion on the future of the Consolidated Audit Trail (CAT). Even though equity securities (phase 2a) and listed options transactions (phase 2b) event reporting are now live, the Consolidated Audit Trail (CAT) is not fully operational. Linkages to customer orders and their validations, post-trade allocations, FDID and LTID account… Read More »
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On March 16, in acknowledgement of the impact of COVID-19 on market participants and their need to implement business continuity plans, the SEC issued a no-action letter for CAT reporting, valid until May 20, 2020, without deferral of any subsequent compliance dates – inadvertently creating a potential bottleneck, with reporting firms likely having to deal… Read More »
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The General Data Protection Regulation, or GDPR, in Europe and distributed ledger technology are on a collision course. In its mission to secure individuals’ data, GDPR’s principles around data ownership, control and protection seemingly are in fundamental conflict with the ideals of blockchain’s distributed network, says George Bollenbacher, partner, Capital Markets Advisors. Speaking with TABB… Read More »
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With all the regulatory upheaval in the recent past, present, and near future, the last thing the markets need is another fundamental change in the rules of the game, but that’s exactly what we have in the projected retirement of some (but not all) of the various interbank offered rates (IBORs) by the end of… Read More »
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Even the rollbacks of unpopular rules can have unintended consequences, particularly as they bump up against other rules in the process of being formulated. Such is the case between the proposed revisions to the Volcker Rule and the often-delayed Fundamental Review of the Trading Book. George Bollenbacher examines the implications. Click here for the full… Read More »
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The introduction of the General Data Protection Regulation in Europe raises some critical questions about Distributed Ledger Technology. At the top of the list: Does GDPR really apply to DLT, and is it even enforceable? Click here for the full article: https://tabbforum.com/opinions/gdpr-and-dlt-whose-data-is-it
CMA is a results-oriented professional boutique-consulting firm with a specialized focus in capital markets. Our resources are highly experienced, averaging over 10 years of experience in financial services working at the major financial institutions. CMA resources bring a broad set of tools and market knowledge to firms and situations that need to be addressed with confidence in execution as well as expeditious delivery.
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Clients First – At CMA, Clients First means delivering results, keeping our clients’ best interests to heart, and delivering on our promises. We strive to develop long-term partnerships with our clients and as such provide a high-impact, collaborative approach. CMA brings the best of our team to every engagement to ensure our clients’ visions are achieved.
Proven Industry Experience – Our team is comprised of senior-level financial services professionals and process experts. Our objective is to address each client’s challenges, provide comprehensive advisory services and strive to deliver results. All of our professionals have significant experience in strategy, transactions, implementation, business, technology and operations.
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GFMA News
- Commentary: Pandemic highlights bright side of investment banking August 14, 2020The coronavirus pandemic has led banks to rely on investment banking activities to cover losses on consumer loan books, with -More-
- China plans pilot programme for digital currency August 14, 2020China will introduce a digital-currency pilot programme in select cities, according to the Commerce Ministry. -More-
- Weak demand makes US Treasury raise 30-year bond yield August 14, 2020Lack of demand has forced the US Treasury Department to sell $26 billion in 30-year bonds at a 1.4% yield, higher than what m -More-
Financial Times
- Belarus bonds dumped by investors fearful of EU sanctions August 14, 2020Sell-off gathers pace as authorities crack down on protests following disputed election
- Big tech sets agenda for US green energy market August 14, 2020The latest news on sustainability: Melinda Gates pushes for financial inclusion, activists eye Airbnb IPO, and do ESG funds deliver on their promises?
- Oil outlook suggests the only way is up for bond yields August 14, 2020If debt market crumbles it might be better to own oil-related ETFs and stocks
- US stocks remain shy of hitting record August 13, 2020Investors digest latest weekly unemployment claims and disappointing Treasury auction
- US Treasury forced to pay up to fund record stimulus August 13, 2020Weak demand for 30-year bond auction pushes borrowing costs higher
CNN Money
- Premarket: 7 things to know before the bell October 4, 2018Read full story for latest details.
- Why it's time for investors to go on defense October 4, 2018Howard Marks, co-chairman of Oaktree Capital, explains why investors should start treading lightly.
- Barnes & Noble stock soars 20% as it explores a sale October 3, 2018Barnes & Noble jumped more than 20% after it said it would review a sale of the troubled company.
