Capital Markets Advisors

Turning Change Into Opportunity


Become CAT/CAIS compliant in weeks rather than months or longer. As the CAT focus intensifies on CAIS, intra & inter-firm linkages and more, CMA is a leader in the financial industry, including planning CAT Industry RoundTables, featuring legal, financial and regulatory experts from a variety of firms, and focusing on new challenges facing financial firms and broker-dealers.

We are also excited to share with you the announcement of our new Data Services Utility, enabling broker-dealers to become CAT/CAIS compliant in a matter of weeks. We would welcome the opportunity to speak with you about CAT and how we could help you.

Want to know more? Please fill out the interest form below. We look forward to working with you!



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