Capital Markets Advisors

Turning Change Into Opportunity

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  • CMA is excited to welcome Diane Gabriel to our team as our Executive Director of Wealth Management Recruiting and Senior Business Development & Talent Acquisition Specialist. Diane has over 40 years of experience in Wealth Management. She has worked at Wells Fargo Advisors and predecessor firms, and most recently as the Director of Financial Advisor Recruiting… Read More »

  • CMA is  thrilled to announce that both David Carle of CMA and Nexus FrontierTech, as well as Danny Goh of Nexus will be speaking at Reuters Events: Future of Insurance Canada 2024 conference. Join them and 300+ of Canada’s insurance leaders as we gather to shape the future of our industry. This event is a unique… Read More »

  • The transition from LIBOR to the Fed-published Secured Overnight Financing Rate (SOFR) or possible alternatives is motivated in large part by the mandated cessation of LIBOR publication.  The transition has engendered major operational initiatives across a wide spectrum of affected banks and other financial institutions. LIBOR has been so thoroughly embedded that legally imposed limits… Read More »

  • Building on the success of our first FRTB roundtable discussion held on December 9, 2020, we are offering a very select group of bank dealers the opportunity to explore in greater detail the impact of FRTB on their operations, finance, technology, and overall business model. The pressure to complete external and internal readiness assessment is… Read More »

  • FRTB will be far more challenging than traditional risk capital regulations due to the lack of regulatory clarity over the boundaries between banking and trading book, the need for consistency across risk data sources, data modellability to prepare for complex risk calculations, and new governance to address changes in data structures and technology infrastructure. In… Read More »

  • CMA’s Steven Goune was featured in the Fin Ops Report’s November 16th article on the challenges of customer account data management issues. The article also highlights CMA’s unique and efficient Data Services Utility tool to help firms become CAT-CAIS compliant in weeks, rather than rather than months or longer! Check out the full article here: https://finopsinfo.com/regulations/finras-cat-customer-account-data-management-challenge/… Read More »

CMA is a results-oriented professional boutique-consulting firm with a specialized focus in capital markets. Our resources are highly experienced, averaging over 10 years of experience in financial services working at the major financial institutions. CMA resources bring a broad set of tools and market knowledge to firms and situations that need to be addressed with confidence in execution as well as expeditious delivery.

 

 

Values and Mission

 

Clients First – At CMA, Clients First means delivering results, keeping our clients’ best interests to heart, and delivering on our promises. We strive to develop long-term partnerships with our clients and as such provide a high-impact, collaborative approach. CMA brings the best of our team to every engagement to ensure our clients’ visions are achieved.

 

Proven Industry Experience – Our team is comprised of senior-level financial services professionals and process experts. Our objective is to address each client’s challenges, provide comprehensive advisory services and strive to deliver results. All of our professionals have significant experience in strategy, transactions, implementation, business, technology and operations.

 

Collaborative Work Approach – CMA works collaboratively with our clients, our clients’ vendors, and our clients’ partners. We work in close coordination at all levels of the organization and strive to ensure that our expertise and knowledge are transferred for ongoing use.

 

 

RSS Bloomberg Markets

  • In Full: Boehly on New Asset Manager, M&A, 2025 Risks December 5, 2024
    Eldridge Industries CEO Todd Boehly discusses plans for a new asset management and insurance firm, sports investment in Saudi Arabia and the wider region, and the outlook for deals, interest rates and markets heading into 2025. He talks with Bloomberg’s Joumanna Bercetche in Abu Dhabi.
  • Vakhshouri: Trump's Effect on Oil Market a Wildcard December 5, 2024
    OPEC+ may defer its move to revive output as it meets today. Sara Vakhshouri, SVB Energy International's President & Founder told Bloomberg's Paul Allen on Horizons Middle East and Africa that while President-elect Donald Trump's shadow will be looming, she doesn't expect there to be an immediate impact on the oil market. (Source: Bloomberg)
  • South African Airways Pilots to Start Strike Over Pay Thursday December 5, 2024
    Pilots working for South Africa’s state-owned national carrier will start a strike Thursday after talks with the airline over a pay increase failed.
  • South Korea Martial Law Scare May Deter Chinese Tourists December 5, 2024
    Bloomberg Intelligence's Catherine Lim says South Korea may face a cut of as much as 19% from Chinese travelers early next year, amid fears of social unrest. Bloomberg's Avril Hong also explains how the markets are reacting to the political chaos in Seoul. They appeared on Bloomberg's Insight with Haslinda Amin. (Source: Bloomberg)
  • Can Trump Make American Exceptionalism Last? December 5, 2024
    US stocks have dominated all others for the past 15 years. But the risks are known, and growing consensus that it must continue is uncomfortable.

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