Capital Markets Advisors

Turning Change Into Opportunity

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In today’s changing financial landscape, most financial institutions realize the need to improve their client on-boarding process to maintain their competitive advantage in the marketplace. As a result, a majority of financial institutions are in the process of streamlining and unifying their client on-boarding processes and systems to help improve the client’s experience, develop their ability to cross-sell, measure client profitability and meet the increasing stringent regulatory requirements. Numerous regulatory… Read More »

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For most financial firms, traditional back-office functionality has become commoditized and services are being outsourced. In addition, compliance ahs been traditionally thought of as a back office function. Also with the financial regulations in 2011, most firms must reconsider their approach. Firms today, need to shift their mindset about the traditional division of functions between the front, middle and back office to a more simplistic view of how they process… Read More »

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CMA resources have years of experience in product control. We have resources are extremely knowledgeable in all aspects related to product control, from accounting to financial reporting to the trading desk itself. Our product control specialist can provide analysis for trades within a portfolio, monitor trade activity to guarantee that it is within the designated remit, and provide valuable insight and advice. CMA Professionals provide services/consulting including but not exclusive… Read More »

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Technological advancement in financial systems and software along with consolidation in the financial sector have left market participants with IT legacy systems that they need to upgrade, or at least reconfigured to give management, traders, regulators and shareholders the best reporting of the company’s financial, market and operating activities. Capital Markets Advisors (“CMA”) is a leader in providing consulting for technology application transformation, offering advisory services to financial institutions, and… Read More »

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For most financial firms, the Operations domain is facing many challenges. The challenge for most firms are to deliver a consistent robust service with increased efficiency and keeping costs under control. CMA resources can assist you by providing analysis and advice on major projects, management of day-to-day operations, capabilities assessment, process improvements and risk control enhancements. Our experienced resources possess the industry experience to review your operation processing: Streamline operations… Read More »

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April 24, 2012: “The FSOC will ask for how non-exchange traded securities are valued, which includes the pricing models and inputs as well as an audit trail proving the source of the data. Knowing that the data is accurate will also go a long way to proving that any risk metrics you have offered are valid before you come up with the remediation. Among the other likely types of data… Read More »

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