Capital Markets Advisors

Turning Change Into Opportunity


April 24, 2012:
“The FSOC will ask for how non-exchange traded securities are valued, which includes the pricing models and inputs as well as an audit trail proving the source of the data. Knowing that the data is accurate will also go a long way to proving that any risk metrics you have offered are valid before you come up with the remediation. Among the other likely types of data that must be available on demand: executed orders, open positions, counter party and investor.”

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