Financial Advisor

Financial Advisor
South Florida
Posted 7 months ago

Our clients, representing a diverse array of US broker-dealers (National/Global Firms, Regional Firms, Independent Networks and Boutiques), are seeking nationally Financial Advisors and Independent Advisors with significant assets under management, strong customer relationships and a clean brokerage record.

We are recruiting for:

  • Traditional Financial Advisor in brokerage branch office of one of our clients
  • Independent Advisor affiliated with one of our clients

Benefits:

All our clients offer:

  • A significant sign-on bonus dependent on previous year’s T12 and business mix
  • Extremest competitive compensation grid.
  • Additional incentive compensation for top performers, based on production and asset growth.
  • Access to one of the most comprehensive service platforms.
  • A broad range of products and services.

In addition, our regional clients offer the following additional benefits:

  • Greater flexibility, opportunity and upward mobility to grow your business and enhance your career.
  • More collaborative, better communications and people-oriented environment and culture. Dedicated and committed centrally located local resources for support versus call centers and outsourced functions with large national or international firms.
  • Significantly less scrutiny and distractions from legal, regulatory and compliance requirements.

Requirements:

Experiences Advisors:

  • Book of Business of $30 million or greater
  • Trailing 12-Month Income (T12) of $300,000 or greater
  • At least 3 years of experience selling to high net-worth or mass-affluent investors

New Advisors and “Rising Stars”:

  • Trailing 12-Month Income (T12) of $100,000 or greater and which has increased at least 50% in the last 12 months
  • 2 – 3 yers of experience selling to high net-worth or mass-affluent investors

All candidates must possess the following:

  • Series 7 registration
  • Strong knowledge of the investment business and comprehensive understanding of financial planning concepts
  • Experience in financial planning software
  • Excellent interpersonal and communications skills

Please submit your resume and contact information for further details.

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