Capital Markets Advisors

Turning Change Into Opportunity



CMA is a boutique professional services firm with global reach possessing unique depth and breadth of financial services operations, regulatory and compliance experience extending across the financial markets.

Our resources are highly knowledgeable, with years of experience in financial services working at the major financial institutions and advisory firms. Our deep technical product, operational and team management experience means we can deliver the best for our clients with a reach and presence across the Americas, Canada, UK, Europe and Asia Pac. We focus on what we know: Banking, global regulatory reform, operations, processes, controls, and ensuring compliance while seeking cost efficiencies.

Within these areas of deep expertise we have reconstructed banking operations, developed integrated business solutions, introduced new products, solved complex client asset compliance needs, implemented recovery and resolution plans and solved complex global custody issues. We have brought focus to post trade execution process and infrastructure, bringing both improvement and rationalization.

The mission is to offer a better professional services choice to clients. Our team is made up from a rare collaboration of expertise with resourcing profiles from senior executives to analyst all bringing rich practical experience from within investment banks, global exchanges, clearing organisation, buys side firms, global fund administrators, outsource providers and consulting. We have vast experience of dealing with some of the most complex change, resolution and new business projects. This unique combination of deep hands-on operational experience and big four consulting experience allow us to deliver and de-risk more effectively and efficiently.

Our resources possess:

  • Over 10 years recent securities operations and technology experience
  • Experience in many markets around the world
  • Consulting and industry leadership experience
  • Strong front-to-back regulatory and operational product knowledge
  • SME knowledge in several of the key operational areas such as compliance/regulatory reporting, reference data, finance,cross-asset product knowledge, prime brokerage, P&S, settlements, cashiering, margin, securities lending, voluntary & mandatory corporate actions, dividends, interest, options, mutual funds, and customer reporting.

Values and Mission


“Clients First”

At CMA, Clients First means delivering results, keeping our clients’ best interests to heart, and delivering on our promises. We strive to develop long-term partnerships with our clients and as such provide a high-impact, collaborative approach. CMA brings the best of our team to every engagement to ensure our clients’ visions are achieved.

“Proven Industry Experience”

Our team is comprised of senior-level financial services professionals and process experts. Our objective is to address each client’s challenges, provide comprehensive advisory services and strive to deliver results. All of our professionals have significant experience in strategy, transactions, implementation, business, technology and operations.

“Collaborative Work Approach”

CMA works collaboratively with our clients, our clients’ vendors, and our clients’ partners.  We work in close coordination at all levels of the organization and strive to ensure that our expertise and knowledge are transferred for ongoing use.

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